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AK

Albert J. Kim

CTC
CHICAGO, IL 60605
Some features on this profile are disabled
CRD#: 6183300
AK
Albert Jinwoo KimCTC

Professional summary

Albert Jinwoo Kim, who also goes by A.j. Kim, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois and CTC EXECUTION SERVICES, LLC located in Chicago, Illinois.

Albert is registered as a RR (Registered Representative) and started their career in finance in 2014. Albert has worked at 7 firms and has passed the SIE, Series 7, Series 14 and Series 24 exams.

Aliases

A.j. Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Jinwoo Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2024 - Present

CTC, LLC

Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605
BD
CRD#: 44597
CHICAGO, IL
Current

July 27, 2026 - Present

CTC EXECUTION SERVICES, LLC

Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605
BD
CRD#: 338699
CHICAGO, IL
Past

July 31, 2023 - July 10, 2024

BELVEDERE TRADING LLC

BD
CRD#: 132605
CHICAGO, IL
Past

July 5, 2019 - July 31, 2023

INTERACTIVE BROKERS CORP.

BD
CRD#: 117942
CHICAGO, IL
Past

July 5, 2019 - July 31, 2023

IBKR SECURITIES SERVICES LLC

BD
CRD#: 33319
GREENWICH, CT
Past

May 6, 2019 - July 31, 2023

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
CHICAGO, IL
Past

July 11, 2014 - February 25, 2019

CHXBD, LLC

BD
CRD#: 166757
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/8/2013
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC

Current Firm

CE
CTC EXECUTION SERVICES, LLC
CTC EXECUTION SERVICES, LLC

CRD#: 338699 / SEC#: , 8-71452

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Mailing Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Phone number
(312) 863-8000
Established
Delaware since 08/20/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CTC TRADING GROUP, LLCSOLE MEMBER
GEBAUER, JESSICA ANNPRESIDENT5878688
KIM, ALBERT JINWOOCHIEF COMPLIANCE OFFICER6183300
POPE, LISA YVETTEFINOP2200264

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CTC EXECUTION SERVICES, LLC

CRD#: 338699Chicago, IL 60605

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