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Nickolas Ray Roeder

Nickolas R. Roeder

CIG SECURITIES | Vice President, Financial Consultant
Southfield, MI 48076
Some features on this profile are disabled
CRD#: 6183264
Nickolas Ray Roeder

Professional summary

Nickolas Ray Roeder, who also goes by Nickolas Roeder, is a registered financial professional currently at CIG SECURITIES located in Southfield, Michigan.

Nickolas is registered as a RR (Registered Representative) and started their career in finance in 2013. Nickolas has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Doing business at Fidelity provides you access to our trusted brand, technology, cost-efficient investment platform, and the ability to work closely with my team and I. My commitment to you is that I will assist with your selection of a wealth strategy that benefits you and your family. My process, my business beliefs, and my core values are all centered on you and helping you pursue your financial goals now and in years to come.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nickolas Roeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nickolas Ray Roeder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Central Michigan University

Finance - Personal Financial Planning

2013

Experience

Current

July 17, 2024 - Present

CIG SECURITIES

Office #1: One Towne Square Suite 1850, Southfield, MI 48076
BD
CRD#: 129864
Southfield, MI
Past

October 8, 2024 - December 31, 2025

CIG ASSET MANAGEMENT, INC.

RIA
CRD#: 123609
SOUTHFIELD, MI
Past

July 13, 2018 - March 22, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

August 11, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
FARMINGTON, MI
Past

July 20, 2017 - March 22, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
FARMINGTON, MI
Past

January 24, 2017 - July 11, 2017

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

September 11, 2015 - July 11, 2017

SCOTTRADE, INC.

BD
CRD#: 8206
TROY, MI
Past

March 24, 2015 - August 20, 2015

EDWARD JONES

RIA
CRD#: 250
SOUTHFIELD, MI
Past

March 23, 2015 - August 20, 2015

EDWARD JONES

BD
CRD#: 250
SOUTHFIELD, MI
Past

January 22, 2014 - January 7, 2015

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
TROY, MI
Past

November 13, 2013 - January 7, 2015

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
TROY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/13/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CIG SECURITIES
CIG CORP | CIG SECURITIES, INC. | CIG SECURITIES

CRD#: 129864 / SEC#: , 8-66266

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Towne Square Suite 1850, Southfield, MI 48076
Mailing Address
One Towne Square Suite 1850, Southfield, MI 48076
Phone number
(248) 827-1010
Established
Michigan since 08/29/2003
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CIG CAPITAL ADVISORS (FORMERLY CIG CORP.)OWNER
CHAPUT, KENNETH GERARDCHIEF COMPLIANCE OFFICER / MD - COMPLIANCE & OPERATIONS2504848
MINKARA, OSMAN RADWANMANAGING PRINCIPAL2426151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CIG SECURITIES

Vice President, Financial ConsultantCRD#: 129864Southfield, MI 48076

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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