Nickolas R. Roeder

CIG ASSET MANAGEMENT | Vice President, Financial Consultant

Southfield, MI 48076

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CRD#: 6183264

Professional summary

Nickolas Ray Roeder, who also goes by Nickolas Roeder, is a registered financial advisor currently at CIG ASSET MANAGEMENT, INC. located in Southfield, Michigan and CIG SECURITIES located in Southfield, Michigan.

Nickolas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Nickolas has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Doing business at Fidelity provides you access to our trusted brand, technology, cost-efficient investment platform, and the ability to work closely with my team and I.  My commitment to you is that I will assist with your selection of a wealth strategy that benefits you and your family.  My process, my business beliefs, and my core values are all centered on you and helping you pursue your financial goals now and in years to come.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nickolas Roeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Registered Representative for CIG Securities, Inc. a FINRA Registered Broker-Dealer Investment Advisor Representative for CIG Asset Management, Inc. an SEC Registered Investment Advisor affiliated w/ CIG Securities, Inc. Insurance Agent for CIG Risk Mangement, Inc. an affiliate of CIG Securities, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nickolas Ray Roeder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Central Michigan University

Finance - Personal Financial Planning

2013

Experience

Current

October 8, 2024 - Present

CIG ASSET MANAGEMENT, INC.

Office #1: One Towne Square Suite 1850, Southfield, MI 48076

RIA

CRD#: 123609

Southfield, MI

Current

July 17, 2024 - Present

CIG SECURITIES

Office #1: One Towne Square Suite 1850, Southfield, MI 48076

CRD#: 129864

Southfield, MI

Past

July 13, 2018 - March 22, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

August 11, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

FARMINGTON, MI

Past

July 20, 2017 - March 22, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

FARMINGTON, MI

Past

January 24, 2017 - July 11, 2017

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

September 11, 2015 - July 11, 2017

SCOTTRADE, INC.

CRD#: 8206

TROY, MI

Past

March 24, 2015 - August 20, 2015

EDWARD JONES

RIA

CRD#: 250

SOUTHFIELD, MI

Past

March 23, 2015 - August 20, 2015

EDWARD JONES

CRD#: 250

SOUTHFIELD, MI

Past

January 22, 2014 - January 7, 2015

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TROY, MI

Past

November 13, 2013 - January 7, 2015

EQUITABLE ADVISORS, LLC

CRD#: 6627

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIG ASSET MANAGEMENT, INC.

CAPITAL INVESTMENT GROUP,LLC | CIG ASSET MANAGEMENT, INC.

CRD#: 123609 / SEC#: 801-66667

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(10/8/2024)

IAR

Michigan
(10/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CIG ASSET MANAGEMENT, INC.

CAPITAL INVESTMENT GROUP,LLC | CIG ASSET MANAGEMENT, INC.

CRD#: 123609 / SEC#: 801-66667

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

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Contact information

Main Address

One Towne Square Suite 1850, Southfield, MI 48076

Mailing Address

Phone number

(248) 827-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIG ASSET MANAGEMENT - PART 2A OF FORM ADV (4/1/2025)

CIG ASSET MANAGEMENT - PART 2A APPENDIX OF FORM ADV (4/1/2025)

Regulatory assets under management

Total Number of Accounts	370
AUM (Assets Under Management)	$ 137,085,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Nickolas R. Roeder

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nickolas Ray Roeder's CRS (Customer Relationship Summary).

Certified licenses

Education

Central Michigan University

Experience

CIG SECURITIES

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

EDWARD JONES

EDWARD JONES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CIG ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2014

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2013

FINRA

Current Firm

CIG ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIG ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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