MM
Michael J. Mcconnell
M PREMIER PARTNERS
Indian Wells, CA 92210
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CRD#: 6183178
MM
Professional summary
Michael John Mcconnell is a registered financial advisor currently at M PREMIER PARTNERS located in Indian Wells, California and PURSHE KAPLAN STERLING INVESTMENTS located in Indian Wells, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HMM Group LLC dba M Premier Partners. RIA. INVESTMENT RELATED.74-900 Highway 111, Suite 112, Indian Wells, CA 92210. FINANCIAL ADVISOR. 04/2013. 175 HRS/MO. PROFESSIONAL WHO PROVIDES CUSTOMIZED FINANCIAL STRATEGIES FOR INDIVIDUALS, EXECUTIVES AND BUSINESS OWNERS. 2) PKS FINANCIAL, 80 STATE ST, ALBANY, NY 12207. INVESTMENT RELATED, INDEPENDENT INSURANCE AGENT, 2/2015-PRESENT. 4 HRS/MONTH, 4 HRS/MONTH DURING TRADING. DUTIES INCLUDE SALES OF INSURANCE PRODUCTS AND FIXED ANNUITIES. 3) LOCKTON AFFINITY. NOT INVESTMENT RELATED 74245 HIGHWAY 111, SUITE 201. PALM DESERT, CA 92260. INSURANCE AGENCY. INDEPENDENT INSURANCE AGENT. 5/19/2016. 4 HOURS/MONTH 4 DURING TRADING. SALE OF LIFE INSURANCE PRODUCTS AND FIXED ANNUITIES AND FIXED INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Mcconnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2017 - Present
M PREMIER PARTNERS
Office #1: 74-900 Highway 111, Suite 112, Indian Wells, CA 92210RIA
CRD#: 289044
Indian Wells, CA
Current
May 3, 2013 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 74-900 Highway 111 Suite 112, Indian Wells, CA 92210BD
CRD#: 35747
Indian Wells, CA
Past
December 2, 2013 - December 31, 2017
INTEGRATED WEALTH MANAGEMENT, INC.
RIA
CRD#: 106335
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
M PREMIER PARTNERS
HMM GROUP LLC | M PREMIER PARTNERS | HMM GROUP LLC DBA M PREMIER PARTNERS
CRD#: 289044 / SEC#: 801-110827
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/12/2016)
RR
California(10/23/2013)
IAR
California(7/17/2017)
RR
Colorado(2/12/2016)
RR
District of Columbia(5/24/2016)
RR
Florida(2/12/2016)
RR
Georgia(2/12/2016)
IAR
Hawaii(11/6/2020)
RR
Hawaii(5/6/2025)
RR
Idaho(10/14/2021)
RR
Illinois(3/11/2016)
RR
Kansas(2/12/2016)
RR
Kentucky(3/12/2015)
RR
Missouri(10/14/2021)
RR
Ohio(9/13/2016)
RR
Oregon(11/14/2016)
RR
Pennsylvania(8/18/2016)
RR
South Carolina(3/10/2016)
RR
Texas(2/12/2016)
IAR
Texas(7/17/2017)
RR
Washington(2/12/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MP
M PREMIER PARTNERS
HMM GROUP LLC | M PREMIER PARTNERS | HMM GROUP LLC DBA M PREMIER PARTNERS
CRD#: 289044 / SEC#: 801-110827
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
74-900 Highway 111 Suite 112, Indian Wells, CA 92210
Mailing Address
Phone number
(442) 274-5300
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 244,702,857 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
