Mary C. Shamburg

SHEETS SMITH WEALTH MANAGEMENT

Winston Salem, NC 27104-4680

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CRD#: 6182594

Professional summary

Mary Caroline Shamburg, who also goes by Caroline Hinkle, Mary Caroline Hinkle, is a registered financial advisor currently at SHEETS SMITH WEALTH MANAGEMENT located in Winston Salem, North Carolina.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Mary has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Caroline Hinkle | Mary Caroline Hinkle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Caroline Shamburg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2017 - Present

SHEETS SMITH WEALTH MANAGEMENT

Office #1: 120 Club Oaks Court Suite 200, Winston Salem, NC 27104-4680

RIA

CRD#: 105710

Winston Salem, NC

Past

April 7, 2015 - July 20, 2017

JBJ INVESTMENT PARTNERS, LLC

RIA

CRD#: 165294

CHARLESTON, SC

Past

July 3, 2013 - May 2, 2014

TRIANGLE WEALTH MANAGEMENT

RIA

CRD#: 148156

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHEETS SMITH WEALTH MANAGEMENT

SHEETS SMITH & ASSOCIATES INC | SHEETS SMITH WEALTH MANAGEMENT | SHEETS SMITH INVESTMENT MANAGEMENT, LLC (RELYING ADVISOR)

CRD#: 105710 / SEC#: 801-31437

RIA

Registered Investment Advisory firm - (2/12/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(12/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2013

Uniform Investment Adviser Law Examination

Current Firm

SHEETS SMITH WEALTH MANAGEMENT

SHEETS SMITH & ASSOCIATES INC | SHEETS SMITH WEALTH MANAGEMENT | SHEETS SMITH INVESTMENT MANAGEMENT, LLC (RELYING ADVISOR)

CRD#: 105710 / SEC#: 801-31437

RIA

Registered Investment Advisory firm - (2/12/1988 Approved)

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Contact information

Main Address

120 Club Oaks Court Suite 200, Winston Salem, NC 27104-4680

Mailing Address

Phone number

(336) 765-2020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,039
AUM (Assets Under Management)	$ 1,244,346,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary C. Shamburg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Caroline Shamburg's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHEETS SMITH WEALTH MANAGEMENT

JBJ INVESTMENT PARTNERS, LLC

TRIANGLE WEALTH MANAGEMENT

Primary Firm SEC Registration

SHEETS SMITH WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2013

Current Firm

SHEETS SMITH WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

SHEETS SMITH WEALTH MANAGEMENT

TRUST BUT VERIFY

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