Nicholas D. Mettler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas David Mettler, who also goes by Nicholas Mettler, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2000. Nicholas had worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2016 - November 16, 2017
GORDIAN WEALTH ADVISORS, LLC
May 6, 2013 - December 31, 2015
CROSSPOINT CAPITAL MANAGEMENT
January 5, 2000 - July 31, 2000
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
GORDIAN WEALTH ADVISORS, LLC
CRD#: 281775 / SEC#: 801-106836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GORDIAN WEALTH ADVISORS, LLC
CRD#: 281775 / SEC#: 801-106836
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 488,655,071 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
