Katie A. Bruno
MOREY & QUINN WEALTH PARTNERS | Financial Advisor
OMAHA, NE 68154
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CRD#: 6182203
Professional summary
Katie Ann Bruno, CFP® is a registered financial advisor currently at MOREY & QUINN WEALTH PARTNERS located in Omaha, Nebraska.
Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Katie has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Divorce Planning
Comprehensive Financial Planni...
Life Transitions
Education Planning
Insurance Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: FINANCIAL PLANNING ASSOCIATION OF NEBRASKA; ADDRESS OF OBA: OMAHA, NE 68124; NATURE: NON-PROFIT BOARD MEMBER; INVESTMENT RELATED: YES; TITLE WITH OBA: SECRETARY; DUTIES: FURTHER THE MISSION OF THE FINANCIAL PLANNING ASSOCIATION OF NEBRASKA THROUGH ADVOCACY. PLAN EVENTS ACROSS THE STATE OF NEBRASKA FOR FINANCIAL PLANNERS TO OBTAIN CONTINUING EDUCATION CREDITS; START DATE: 01/01/2021; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 3; (2.) NAME OF OBA: OMAHA PUBLIC LIBRARY FOUNDATION; ADDRESS OF OBA: OMAHA, NE 68137; NATURE: NON-PROFIT; INVESTMENT RELATED: NO; TITLE WITH OBA: OFFICER - VICE PRESIDENT (SERVED AS PRESIDENT 2022 & 2023); DUTIES: ENSURE AND OVERSEE THE BOARD ACTS CONSISTENTLY WITH BOARD POLICIES; CHAIR AND SET THE AGENDA FOR BOARD MEETING; GET TO KNOW BOARD MEMBERS, DONORS, & LIBRARY STAFF; MAY REPRESENT THE BOARD TO OUTSIDE PARTIES; START DATE: 03/01/2020; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 3; (3.) NAME OF OBA: BREAKFAST OPTIMIST CLUB; ADDRESS OF OBA: OMAHA, NE 68144; NATURE: NON-PROFIT; INVESTMENT RELATED: NO; TITLE WITH OBA: SECRETARY; DUTIES: ATTEND MEETINGS, BOARD MEETINGS, OFFER GUIDANCE, AND SUPPORT FOR CLUB ACTIVITIES. OPTIMIST CLUB IS A VOLUNTEER ORGANIZATION; START DATE: 03/01/2022; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: LOTUS DIVORCE SERVICES; ADDRESS OF OBA: OMAHA, NE 68114; NATURE: CERTIFIED DIVORCE FINANCIAL ANALYST; INVESTMENT RELATED: YES; TITLE WITH OBA: OWNER; DUTIES: CERTIFIED DIVORCE FINANCIAL ANALYST; START DATE: 01/10/2022; APPROX. NUMBER OF HOURS/MONTH: 0; (5.) NAME OF OBA: INSURANCE LICENSE; ADDRESS OF OBA: OMAHA, NE; NATURE: INSURANCE; INVESTMENT RELATED: YES; TITLE WITH OBA: INSURANCE AGENT; DUTIES: SELL AND SERVICE INSURANCE PRODUCTS; START DATE: 10/2024; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Katie Ann Bruno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
October 4, 2024 - Present
MOREY & QUINN WEALTH PARTNERS
Office #1: 11225 Davenport Street Suite 109, Omaha, NE 68154RIA
CRD#: 332074
OMAHA, NE
Past
January 2, 2015 - October 2, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OMAHA, NE
Past
October 27, 2014 - October 2, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M&
MOREY & QUINN WEALTH PARTNERS
MOREY & QUINN WEALTH PARTNERS | MOREY & QUINN WEALTH PARTNERS LLC
CRD#: 332074 / SEC#: 801-130974
RIA
Registered Investment Advisory firm - (8/22/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(10/4/2024)
IAR
Texas(10/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
M&
MOREY & QUINN WEALTH PARTNERS
MOREY & QUINN WEALTH PARTNERS | MOREY & QUINN WEALTH PARTNERS LLC
CRD#: 332074 / SEC#: 801-130974
RIA
Registered Investment Advisory firm - (8/22/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11225 Davenport Street Suite 109, Omaha, NE 68154
Mailing Address
Phone number
(402) 502-9900
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,473 |
| AUM (Assets Under Management) | $ 328,143,597 |
Red Flags
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Company Information
MOREY & QUINN WEALTH PARTNERS
Financial AdvisorCRD#: 332074Omaha, NE 68154TRUST BUT VERIFY
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Contact information
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