Shinnell O. Moriah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shinnell Obonetta Moriah, who also goes by Shinnell Aregbesola, Shinnell Obonetta Aregbesola, Shinnell Obonetta Moriah, was a registered financial professional .
Shinnell is a previously registered financial professional and started their career in finance in 2013. Shinnell had worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2025 - June 3, 2026
WISE US ASSETS INC
October 20, 2021 - April 30, 2023
BREX TREASURY LLC
November 3, 2020 - October 15, 2021
MILLENNIUM ADVISORS, LLC
July 21, 2017 - November 3, 2020
WELLS FARGO SECURITIES, LLC
August 16, 2016 - July 6, 2017
T. ROWE PRICE INVESTMENT SERVICES, INC.
November 19, 2014 - May 31, 2016
INTEGRAL DERIVATIVES, LLC
May 29, 2013 - May 15, 2014
ZOO TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/2/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
WISE US ASSETS INC
CRD#: 329919 / SEC#: , 8-71239
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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