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SM

Shinnell O. Moriah

WISE US ASSETS
NEW YORK, NY 10010
Some features on this profile are disabled
CRD#: 6182124
SM

Professional summary

Shinnell Obonetta Moriah, who also goes by Shinnell Aregbesola, Shinnell Obonetta Aregbesola, Shinnell Obonetta Moriah, is a registered financial professional currently at WISE US ASSETS INC located in New York, New York.

Shinnell is registered as a RR (Registered Representative) and started their career in finance in 2013. Shinnell has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shinnell Aregbesola | Shinnell Obonetta Aregbesola | Shinnell Obonetta Moriah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shinnell Obonetta Moriah's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2025 - Present

WISE US ASSETS INC

Office #1: 30 W. 26th St, Sixth Floor, New York, NY 10010
BD
CRD#: 329919
NEW YORK, NY
Past

October 20, 2021 - April 30, 2023

BREX TREASURY LLC

BD
CRD#: 299606
SALT LAKE CITY, UT
Past

November 3, 2020 - October 15, 2021

MILLENNIUM ADVISORS, LLC

BD
CRD#: 151236
CHARLOTTE, NC
Past

July 21, 2017 - November 3, 2020

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

August 16, 2016 - July 6, 2017

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD
Past

November 19, 2014 - May 31, 2016

INTEGRAL DERIVATIVES, LLC

BD
CRD#: 149087
NEW YORK, NY
Past

May 29, 2013 - May 15, 2014

ZOO TRADING LLC

BD
CRD#: 167184
BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/10/2025)
RR
Arkansas
(10/28/2025)
RR
California
(5/15/2025)
RR
Colorado
(6/11/2025)
RR
Connecticut
(6/26/2025)
RR
Delaware
(6/9/2025)
RR
Florida
(8/20/2025)
RR
Georgia
(6/26/2025)
RR
Idaho
(5/19/2025)
RR
Illinois
(10/22/2025)
RR
Iowa
(5/14/2025)
RR
Kansas
(9/17/2025)
RR
Kentucky
(5/23/2025)
RR
Louisiana
(9/12/2025)
RR
Maryland
(5/29/2025)
RR
Michigan
(9/18/2025)
RR
Mississippi
(9/4/2025)
RR
Montana
(9/29/2025)
RR
New Hampshire
(10/1/2025)
RR
New Mexico
(7/2/2025)
RR
New York
(4/2/2025)
RR
North Carolina
(5/14/2025)
RR
North Dakota
(10/2/2025)
RR
Ohio
(9/29/2025)
RR
Oklahoma
(5/19/2025)
RR
Oregon
(9/29/2025)
RR
Pennsylvania
(5/16/2025)
RR
Rhode Island
(5/14/2025)
RR
South Carolina
(10/14/2025)
RR
Texas
(7/14/2025)
RR
Utah
(5/16/2025)
RR
Vermont
(9/30/2025)
RR
Washington
(5/16/2025)
RR
West Virginia
(10/1/2025)
RR
Wyoming
(6/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/2/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/2/2025
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/31/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WU
WISE US ASSETS INC
WISE US ASSETS | WISE US ASSETS INC

CRD#: 329919 / SEC#: , 8-71239

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
30 W. 26th St Sixth Floor, New York, NY 10010
Mailing Address
30 W. 26th St Sixth Floor, New York, NY 10010
Phone number
(888) 908-3833
Established
Delaware since 01/31/2024
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WISE US HOLDINGS INCSHAREHOLDER
BLANCO MARQUEZ, ADRIANA GRISELLEGENERAL SECURITIES PRINCIPAL7778003
KRZAK, ALEXANDER JACOBPOO6349160
LAW, KA-MING FRANCISFINOP, PFO2569806
MORIAH, SHINNELL OBONETTACHIEF COMPLIANCE OFFICER/INTERIM CHIEF EXECUTIVE OFFICER6182124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WISE US ASSETS INC

CRD#: 329919New York, NY 10010

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