Ryan R. Mcparland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Rainha Mcparland was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2013. Ryan had worked at 3 firms and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2013 - November 17, 2014
ADIRONDACK TRADING GROUP LLC
October 18, 2013 - November 17, 2014
CLAYTON LOWELL, & CONGER INC
September 20, 2013 - November 14, 2014
RIDGEWAY & CONGER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 9/20/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ADIRONDACK TRADING GROUP LLC
CRD#: 103910 / SEC#: , 8-52384
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
