Claudia E. Moreno

BUCK WEALTH STRATEGIES

KAPOLEI, HI 96707

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CRD#: 6181948

Professional summary

Claudia Elizabeth Moreno, who also goes by Claudia Elizabeth Gonzalezvasquez, Claudia Moreno, Claudia Elizabeth Rodriguez, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Kapolei, Hawaii and MADISON AVENUE SECURITIES, LLC located in Kapolei, Hawaii.

Claudia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Claudia has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Claudia Elizabeth Gonzalezvasquez | Claudia Moreno | Claudia Elizabeth Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) E.A. Buck Financial Services; INV RELATED: YES; ADDRESS: 55 MERCHANT STREET, SUITE 2100 HONOLULU, HI 96813; NATURE: INSURANCE AND SECURITIES SALES; POSITION: FINANCIAL ADVSIOR AND INSURANCE AGENT; START DATE: 11/2022; HOURS/MONTH: 160 2)Buck Wealth Strategies: Yes Investment Related; 55 Merchant St Suite 2100, Honolulu HI, 96813; Position:: IAR; State Date 11/2022; 160 Hours a Month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Elizabeth Moreno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2022 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 1001 Kamokila Blvd., Suite 136, Kapolei, HI 96707

RIA

CRD#: 322138

KAPOLEI, HI

Current

January 17, 2023 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 1001 Kamokila Blvd, Suite 136, Kapolei, HI 96707

RIA

CRD#: 23224

Kapolei, HI

Past

April 18, 2022 - November 22, 2022

ONE TEAM FINANCIAL GROUP LLC

RIA

CRD#: 309226

KAPOLEI, HI

Past

July 15, 2020 - March 31, 2022

ONE TEAM FINANCIAL GROUP LLC

RIA

CRD#: 309226

KAPOLEI, HI

Past

September 21, 2017 - May 7, 2020

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Aiea, HI

Past

December 15, 2015 - September 21, 2017

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Aiea, HI

Past

August 26, 2015 - December 15, 2015

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

AIEA, HI

Past

August 26, 2015 - May 7, 2020

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

AIEA, HI

Past

February 19, 2014 - October 16, 2014

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

AIEA, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/18/2023)

IAR

Hawaii
(11/28/2022)

Hawaii
(1/19/2023)

IAR

Texas
(11/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Claudia E. Moreno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Elizabeth Moreno's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

ONE TEAM FINANCIAL GROUP LLC

ONE TEAM FINANCIAL GROUP LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2015

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2014

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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