Sebastian Ramirez

LATIN SECURITIES

Miami, FL 33131

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CRD#: 6181852

Professional summary

Sebastian Ramirez, CFA is a registered financial advisor currently at LATIN SECURITIES INC. located in Miami, Florida.

Sebastian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Sebastian has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sebastian Ramirez's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Sebastian Ramirez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 29, 2023 - Present

LATIN SECURITIES INC.

Office #1: 100 Se 2nd Street, Suite #3975, Miami, FL 33131

RIA

CRD#: 164117

Miami, FL

Current

March 14, 2023 - Present

LATIN SECURITIES INC.

Office #1: 100 Se 2nd Street, Suite #3975, Miami, FL 33131

RIA

CRD#: 164117

Miami, FL

Past

May 4, 2021 - September 1, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Coral Gables, FL

Past

May 3, 2021 - September 1, 2022

MORGAN STANLEY

CRD#: 149777

Coral Gables, FL

Past

September 25, 2020 - May 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

September 23, 2020 - May 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

May 8, 2013 - August 26, 2013

STONEX FINANCIAL INC.

CRD#: 45993

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/14/2023)

IAR

Florida
(6/29/2023)

New York
(3/14/2023)

Wyoming
(10/30/2023)

IAR

Wyoming
(10/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/25/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/27/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LATIN SECURITIES INC.

KOVACK INTERNATIONAL SECURITIES INC | LATIN SECURITIES, INC. | LATIN SECURITIES INC. | LATIN SECURITIES INC | KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.

CRD#: 164117 / SEC#: , 8-69086

Delaware

Registered Investment Advisory firm - SEC (11/28/2023 Approved)

Florida

Registered Investment Advisory firm - SEC (6/29/2023 Approved)

Wyoming

Registered Investment Advisory firm - SEC (10/30/2023 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

100 Se 2nd Street, Suite #3975, Miami, FL 33131

Mailing Address

100 Se 2nd Street, Suite #3975, Miami, FL 33131

Phone number

(786) 579-0234

Established

Florida since 01/02/2012

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LATIN SECURITIES HOLDINGS, LLC	SHAREHOLDER
DAGLIO, ALINA ANASTASIA	CCO	7470112
PINILLA, JUAN ANDRES	CEO	734534
RAMIREZ, SEBASTIAN	CIO	6181852
VELASQUEZ ELNESER, FARID ANDRES	FINOP	4865394
VICTORICA GARCIA, PATRICIA	COO	2788122

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 25,162,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sebastian Ramirez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sebastian Ramirez's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Sebastian Ramirez's CRS (Customer Relationship Summary).

Certified licenses

Experience

LATIN SECURITIES INC.

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

STONEX FINANCIAL INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2020

Series 7TO

Date: 9/25/2020

SIE

Date: 6/27/2020

Series 7

Date: 5/7/2013

FINRA

Current Firm

LATIN SECURITIES INC.

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

LATIN SECURITIES INC.

TRUST BUT VERIFY

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