AR
Adam R. Reisch
AVANTAX PLANNING PARTNERS
Dubuque, IA 52002
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CRD#: 6181726
AR
Professional summary
Adam Robert Reisch, CFP® is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Dubuque, Iowa.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Adam has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Partner and Accountant with Honkamp Krueger & Co. P.C., a regional public accounting firm. I am located at 2345 JFK Road, Dubuque, IA. I have been with HK & Co. since 09/2002. I work approximately 160 hours a month. I provide services typical of public accounting, which might include tax preparation and planning services, business consulting services, and bookkeeping services, to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Shareholder of HK Financial Services, Inc., a financial services firm. The firm is primarily located at 3390 Asbury Road, Dubuque, IA 52002. It is "investment-related". My start date is 01/2013. I devote 40 hours a month, primarily during securities trading hours. My participation includes attending periodic shareholder meetings. (3) I am a Member-Owner of HKFS Building Co., LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 3390 Asbury Road, Dubuque, IA 52002. My start date is 01/2013. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings. (4) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 01/2013. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings. (5) I am an Owner of Stoney Creek Investors-Broken Arrow, a real estate ownership entity. My participation is not securities-related or investment-related. The entity owns interests in the Stoney Creek Hotel located in Mason City, IA. My start date is 01/2017. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic meetings. (6) I am a Partner of the GFY Partnership, an entity holding my interests in a franchise restaurant. My participation is investment-related. The partnership owns interests in the Pancheros restaurant located in Hiawatha, IA. My start date is 01/2012. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic partner meetings. (7) I am an Owner of Frey Street Lodging Associates, a real estate ownership entity. My participation is not securities-related or investment-related. The entity owns interests in a hotel located in Middleton, WI. My start date is 01/2017. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Robert Reisch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 4, 2013 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 2345 Jfk Road, Dubuque, IA 52002RIA
CRD#: 106237
Dubuque, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(4/4/2013)
Exams
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
