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Nicolas Charles Colmenero

CRD# 6181467·Registered 2013 - 2019
Previously Registered: Being a previously registered professional could mean that Nicolas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nicolas Charles Colmenero, who also goes by Nick Colmenero, was a registered financial advisor. Nicolas was a previously registered financial professional and started their career in finance 2013 - 2019. Nicolas had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 82 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nick Colmenero

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

Past

MERIDIAN CAPITAL LLCPast·CRD# 172143
BD
Seattle, WA
August 31, 2017 - May 2, 2019
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLCPast·CRD# 29540
BD
Seattle, WA
April 25, 2013 - September 20, 2013

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Current Firm

MC
MERIDIAN CAPITAL LLC

MERIDIAN CAPITAL LLC

CRD#: 172143 / SEC#: 8-69499
BD
Terminated by SEC on 06/28/2026

Contact Information

Established

Washington since 11/03/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MURPHY, BRIAN DAVIDCEO,CCO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER6147279
RINGLAND, PATRICK THOMAS GILLIAMDIRECTOR & AML COMPLIANCE PERSON6148246
WILKE, CHARLES STEPHENMANAGING DIRECTOR2624241

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2017About the Series 79 exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Jan 2014About the Series 82 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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