Nicholas J. Tilson
Professional summary
Nicholas Joel Tilson, who also goes by Nicholas Tilson, Joel Tilson, is a registered financial advisor currently at SIGFIG WEALTH MANAGEMENT LLC located in Columbus, Ohio.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Joel Tilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2024 - Present
SIGFIG WEALTH MANAGEMENT LLC
February 23, 2024 - March 26, 2024
MML INVESTORS SERVICES, LLC
February 23, 2024 - March 26, 2024
MML INVESTORS SERVICES, LLC
June 14, 2023 - January 30, 2024
TRI-AD CAPITAL MANAGEMENT I, LLC
June 29, 2022 - May 3, 2023
CETERA WEALTH SERVICES, LLC
June 28, 2022 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
June 28, 2022 - May 3, 2023
CETERA INVESTMENT SERVICES LLC
June 28, 2022 - May 3, 2023
CETERA FINANCIAL SPECIALISTS LLC
June 28, 2022 - May 3, 2023
CETERA ADVISORS LLC
June 28, 2022 - May 3, 2023
CETERA WEALTH SERVICES, LLC
November 23, 2020 - April 12, 2022
J.P. MORGAN SECURITIES LLC
November 23, 2020 - April 12, 2022
J.P. MORGAN SECURITIES LLC
February 29, 2016 - January 17, 2020
JPMORGAN DISTRIBUTION SERVICES, INC.
May 1, 2013 - February 2, 2016
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
SIGFIG WEALTH MANAGEMENT LLC
CRD#: 158823 / SEC#: 801-72762
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/4/2024)
Exams
Series 7TO
Date: 7/25/2019
General Securities Representative ExaminationCurrent Firm
SIGFIG WEALTH MANAGEMENT LLC
CRD#: 158823 / SEC#: 801-72762
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 93,977 |
| AUM (Assets Under Management) | $ 2,972,742,497 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 08/27/2024 | ||
| 10/30/2023 | ||
| 11/22/2022 |
Red Flags
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