John R. Foss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Royce Foss was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2013. John had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2024 - December 31, 2024
LAKEFRONT WEALTH MANAGEMENT, LLC
July 3, 2015 - December 31, 2023
LAKEFRONT WEALTH MANAGEMENT, LLC
July 3, 2013 - April 23, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
June 5, 2013 - April 23, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAKEFRONT WEALTH MANAGEMENT, LLC
CRD#: 226652 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 857,000 |
Red Flags
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