Justin J. Tobon

RESOLUTE INVESTMENT DISTRIBUTORS

Irving`, TX 75039

Some features on this profile are disabled

CRD#: 6180753

Professional summary

Justin Jorge Tobon, who also goes by Justin Tobon, is a registered financial professional currently at RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2013. Justin has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Justin Tobon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Jorge Tobon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2024 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039

CRD#: 287788

Irving`, TX

Past

June 15, 2022 - December 16, 2022

LPL FINANCIAL LLC

CRD#: 6413

METAIRIE, LA

Past

December 22, 2021 - May 5, 2022

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

CRD#: 313390

NEW YORK, NY

Past

March 17, 2021 - December 22, 2021

BROOKFIELD PRIVATE ADVISORS LLC

CRD#: 151423

NEW YORK, NY

Past

February 20, 2020 - December 31, 2021

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

January 23, 2020 - December 22, 2021

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

May 27, 2013 - January 2, 2020

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

NEW YORK, NY

Past

April 26, 2013 - January 2, 2020

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(7/16/2024)

Kentucky
(11/3/2025)

Maine
(7/16/2024)

Massachusetts
(7/16/2024)

Michigan
(11/3/2025)

New Hampshire
(7/16/2024)

New York
(7/16/2024)

North Carolina
(3/26/2024)

Ohio
(11/3/2025)

Rhode Island
(7/16/2024)

South Carolina
(3/26/2024)

Texas
(3/26/2024)

Vermont
(7/16/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788 / SEC#: , 8-69912

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039

Mailing Address

220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039

Phone number

(817) 391-6100

Established

Delaware since 02/02/2017

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RESOLUTE INVESTMENT MANAGERS, INC.	SOLE SHAREHOLDER
MCKINNEY, TERRI LYNN	DIRECTOR	2967330
SEARS, CHRISTINA ELAINE	VICE PRESIDENT	2708589
STUMM, GREGORY JOHN JR.	PRESIDENT, DIRECTOR, AND CEO	4730753
WALL, STUART WESLEY	CHIEF COMPLIANCE OFFICER	2554023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Sean Leonard

LPL FINANCIAL LLC

IAR

Hurst, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Justin J. Tobon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Jorge Tobon's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

BROOKFIELD PRIVATE ADVISORS LLC

QUASAR DISTRIBUTORS, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2013

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2013

FINRA

Current Firm

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

TRUST BUT VERIFY

Similar Advisors