Brian A. Bartholomew

ANNEX WEALTH MANAGEMENT

Madison, WI 53717

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CRD#: 6180261

Professional summary

Brian Andrew Bartholomew is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Madison, Wisconsin.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Andrew Bartholomew's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2020 - Present

ANNEX WEALTH MANAGEMENT, LLC

Office #1: 1200 John Q Hammons Drive, Suite 101, Madison, WI 53717

RIA

CRD#: 127987

Madison, WI

Past

September 1, 2016 - January 6, 2020

CHOREO, LLC

RIA

CRD#: 111221

MADISON, WI

Past

June 27, 2014 - January 20, 2015

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

March 17, 2014 - January 20, 2015

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANNEX WEALTH MANAGEMENT, LLC

ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE

CRD#: 127987 / SEC#: 801-63505

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/20/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/2014

General Securities Representative Examination

Current Firm

ANNEX WEALTH MANAGEMENT, LLC

ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE

CRD#: 127987 / SEC#: 801-63505

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

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Contact information

Main Address

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045

Mailing Address

Phone number

(262) 786-6363

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2 07022025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	19,997
AUM (Assets Under Management)	$ 6,945,737,689

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/11/2025	Cover Page	Report
05/22/2024	Cover Page	Report
12/18/2023	Cover Page	Report
03/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian A. Bartholomew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Andrew Bartholomew's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHOREO, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

ANNEX WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2014

SIE

Date: 1/20/2015

Series 7

Date: 3/15/2014

Current Firm

ANNEX WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ANNEX WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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