Brian Andrew Bartholomew
Professional Summary
Brian Andrew Bartholomew is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Madison, Wisconsin. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Current Firm
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
Contact Information
Main Address
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045Phone Number
(262) 786-6363# of Employees
151SEC notice filing (36 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
22,003AUM (Assets Under Management)
$8,050,023,961Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2026 | Cover Page | Report |
| 08/11/2025 | Cover Page | Report |
| 05/22/2024 | Cover Page | Report |
| 12/18/2023 | Cover Page | Report |
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
State Registrations and Notice Filings
(2/20/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Brian Andrew Bartholomew's CRS (Customer Relationship Summary).
Similar Advisors
PLANMEMBER SECURITIES CORPORATION
RBC CAPITAL MARKETS, LLC
CAPITAL ADVISORY SERVICES, LLC
RBC CAPITAL MARKETS, LLC