Philip Donald Mock
CFP®Professional Summary
Philip Donald Mock, CFP® is a registered financial advisor currently at CATHEDRAL SQUARE CAPITAL located in Tulsa, Oklahoma. Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Philip has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Investment Management
- Financial Planning
- Retirement Planning
- Tax Planning
Biography
I’m a native Oklahoman and I’ve spent the last decade working in wealth management firms before launching 1522 Financial in 2022. Previously, I was Chief Investment Officer at an independent Trust Company in Oklahoma. I’m a proud graduate of Oklahoma State University for both my Masters and Bachelors degrees. I also completed the Executive Program in Financial Planning from the University of Georgia’s Terry College of Business. In addition, I hold the CERTIFIED FINANCIAL PLANNER™...
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
Contact Information
Direct
(xxx) xxx-xxxx
Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
Credentials
Years of Experience
13 years in the financial services industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
Current Firm
1522 FINANCIAL | CATHEDRAL SQUARE CAPITAL | 1522 FINANCIAL, LLC
Contact Information
Main Address
1717 S. Boulder Ave Suite 801, Tulsa, OK 74119Mailing Address
P.o. Box 701528, Tulsa, OK 74170Phone Number
(539) 233-5160# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
108AUM (Assets Under Management)
$86,832,846Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(8/16/2022)
(7/10/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Philip Donald Mock's CRS (Customer Relationship Summary).
Services Offered by Philip
- Investment Management
- Financial Planning
- Retirement Planning
- Tax Planning
Similar Advisors
LPL FINANCIAL LLC
CORNERSTONE WEALTH MANAGEMENT, LLC
