Philip D. Mock
1522 FINANCIAL
Tulsa, OK 74136
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CRD#: 6179482
Professional summary
Philip Donald Mock, CFP® is a registered financial advisor currently at 1522 FINANCIAL located in Tulsa, Oklahoma.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Philip has worked at 2 firms and has passed the Series 65 exam.
Biography
I’m a native Oklahoman and I’ve spent the last decade working in wealth management firms before launching 1522 Financial in 2022. Previously, I was Chief Investment Officer at an independent Trust Company in Oklahoma.
I’m a proud graduate of Oklahoma State University for both my Masters and Bachelors degrees. I also completed the Executive Program in Financial Planning from the University of Georgia’s Terry College of Business. In addition, I hold the CERTIFIED FINANCIAL PLANNER™ and Chartered Financial Analyst designations. When I’m not helping clients, you can find me spending time with my family and friends, playing golf, and playing guitar. I’m also an avid reader and am always up for a good book recommendation.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Hourly
Investment Advice with Ongoing...
Medical Professionals
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RUSHING SPRINGS FARMS, LLC; NON-INVESTMENT RELATED; LE FLORE COUNTY, OK; LAND OWNERSHIP; MEMBER; 1/25/2021; LESS THAN 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; OVERSEE TIMBER LAND IN EASTERN OKLAHOMA. (2) THE RETIREMENT DETECTIVE PODCAST; INVESTMENT RELATED; ONLINE; GENERAL FINANCIAL EDUCATION; HOST; 02/08/2023; 8 HOURS PER MONTH/ 0 HOURS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
August 16, 2022 - Present
1522 FINANCIAL
Office #1: 2250 E. 73rd Street Suite 415, Tulsa, OK 74136Office #2: 2250 E. 73rd Street Suite 415, Tulsa, OK 74136RIA
CRD#: 319149
Tulsa, OK
Past
May 21, 2013 - August 4, 2016
MARINER WEALTH ADVISORS
RIA
CRD#: 107355
LEAWOOD, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(8/16/2022)
IAR
Texas(7/10/2025)
Current Firm
1522 FINANCIAL
1522 FINANCIAL | 1522 FINANCIAL, LLC
CRD#: 319149 / SEC#:
Arkansas
Registered Investment Advisory firm - (11/14/2023 Terminated)Kansas
Registered Investment Advisory firm - (11/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (8/16/2022 Approved)Texas
Registered Investment Advisory firm - (6/16/2025 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2250 E. 73rd Street Suite 415, Tulsa, OK 74136
Mailing Address
P.o. Box 701528, Tulsa, OK 74170
Phone number
(539) 233-5160
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 44,088,965 |
Red Flags
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Company Information
1522 FINANCIAL
CRD#: 319149Tulsa, OK 74136TRUST BUT VERIFY
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Contact information
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