MP
Michael D. Pflueger,jr.
AVIOR WEALTH MANAGEMENT
OMAHA, NE 68154
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CRD#: 6179055
MP
Professional summary
Michael Dennis Pflueger,jr., who also goes by Michael Pflueger, is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Omaha, Nebraska.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Pflueger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Radio Talking Books Omaha, NE Start date: 12/9/2014 Board Member Hours per week: 0 Hours during trading: 0 Board of Directors Member Strategic Planning Committee Chairman Not authorized to transact business on outside brokerage accounts. North Shores SID Omaha, NE Start date: 09/01/2021 ?the name of the other business; Nebraska Boxing Commision ?whether the business is investment-related: NO ?the address of the other business; Omaha, NE ?the nature of the other business; Government/Regulatory ?your position; Referee/Judge ?title, or relationship with the other business; Referee/Judge ?the start date of your relationship; Circa 2022 ?the approximate number of hours/month you devote to the other business; Under 1 ?the number of hours you devote to the other business during securities trading hours; Zero and briefly describe your duties relating to the other business: referee and judge competitions ?the name of the other business; F3 Omaha Foundation ?whether the business is investment-related: NO ?the address of the other business; Omaha, Nebraska ?the nature of the other business; Nonprofit supporting the Omaha community ?your position; Board Member ?title, or relationship with the other business; President ?the start date of your relationship; Circa 2022 ?the approximate number of hours/month you devote to the other business; 1 ?the number of hours you devote to the other business during securities trading hours; 1 (over lunch hour) and briefly describe your duties relating to the other business: lead the foundation and their strategic vision for supporting the local community through scholarships and grant awards ?the name of the other business; Lokahi Jiu Jitsu Collective ?whether the business is investment-related: NO ?the address of the other business; Omaha, NE ?the nature of the other business; Gym ?your position; Member/Coach ?title, or relationship with the other business; Youth and Substitute Adult Coach ?the start date of your relationship; 2024 ?the approximate number of hours/month you devote to the other business; 8 hours/month ?the number of hours you devote to the other business during securities trading hours; Zero and briefly describe your duties relating to the other business Coaching/Instruction Board Member Hours per week: 0 Hours during trading: 0 Board of Directors Member
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dennis Pflueger,jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
AVIOR WEALTH MANAGEMENT, LLC
Office #1: 14301 First National Bank Parkway Suite 410, Omaha, NE 68154RIA
CRD#: 148674
OMAHA, NE
Past
August 13, 2013 - June 1, 2021
EDWARD JONES
RIA
CRD#: 250
OMAHA, NE
Past
May 8, 2013 - June 1, 2021
EDWARD JONES
BD
CRD#: 250
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(6/2/2025)
IAR
Nebraska(6/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14301 First National Bank Parkway Suite 410, Omaha, NE 68154
Mailing Address
Phone number
(402) 218-4064
Established
Firm type
Fiscal year end
# of Employees
201
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,385 |
| AUM (Assets Under Management) | $ 5,083,670,234 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674Omaha, NE 68154TRUST BUT VERIFY
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