Francesco Spinnato

MAINSTREET ADVISORS

Chicago, IL 60602-2424

Some features on this profile are disabled

CRD#: 6178806

Professional summary

Francesco Spinnato is a registered financial advisor currently at MAINSTREET ADVISORS located in Chicago, Illinois.

Francesco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Francesco has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 56 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francesco Spinnato's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2023 - Present

MAINSTREET ADVISORS

Office #1: 120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424

RIA

CRD#: 146615

Chicago, IL

Past

April 20, 2019 - August 5, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

PARK RIDGE, IL

Past

March 21, 2016 - August 15, 2016

C & H OPTION TRADING INC.

CRD#: 281072

CHICAGO, IL

Past

June 13, 2013 - March 7, 2016

BELVEDERE TRADING LLC

CRD#: 132605

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSTREET ADVISORS

MAINSTREET ADVISORS | MAINSTREET INVESTMENT ADVISORS LLC

CRD#: 146615 / SEC#: 801-68930

RIA

Registered Investment Advisory firm - (3/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/19/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 8/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 56

Date: 6/12/2013

Proprietary Trader Qualification Examination

Current Firm

MAINSTREET ADVISORS

MAINSTREET ADVISORS | MAINSTREET INVESTMENT ADVISORS LLC

CRD#: 146615 / SEC#: 801-68930

RIA

Registered Investment Advisory firm - (3/12/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424

Mailing Address

Phone number

(312) 223-0270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAINSTREET ADVISORS ADV PART 2A 03-25-2025 (4/8/2025)

Regulatory assets under management

Total Number of Accounts	5,683
AUM (Assets Under Management)	$ 5,409,800,392

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2024	Cover Page	Report
01/26/2024	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Francesco Spinnato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francesco Spinnato's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

C & H OPTION TRADING INC.

BELVEDERE TRADING LLC

Primary Firm SEC Registration

MAINSTREET ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2023

Series 63

Date: 5/3/2019

Series 6TO

Date: 4/19/2019

SIE

Date: 8/15/2016

Series 56

Date: 6/12/2013

Current Firm

MAINSTREET ADVISORS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAINSTREET ADVISORS

TRUST BUT VERIFY

Similar Advisors