Derek R. Satzinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Ryan Satzinger was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 2014. Derek had worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 22, Series 39 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2014 - January 31, 2022
MASON CAPITAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 7/14/2014
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MASON CAPITAL GROUP, LLC
CRD#: 170943 / SEC#: , 8-69438
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASON CAPITAL HOLDINGS, LP | MANAGING MEMBER | |
| SATZINGER, DEREK RYAN | CEO/CCO | 6178722 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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