DN
Dana J. Narcisse
HORNOR, TOWNSEND & KENT
Katy, TX
Some features on this profile are disabled
CRD#: 6178431
DN
Professional summary
Dana Jamar Narcisse, who also goes by Dana J Narcisse, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Katy, Texas.
Dana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Dana has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dana J Narcisse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL - HOUSTON | POSITION HELD: AGENT | ADDRESS: 5718 WESTHEIMER RD, SUITE 920, HOUSTON, TX 77057 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANYHELP (HELP CLIENTS EVALUATE NEED RELATED TO ASSET PROTECTION AND INVESTING) 2) POLY REGEN REJUVE CLINICS OF AMERICA | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: SHAREHOLDER | ADDRESS: 6202 CANYON TRACE COURT KATY TX 77450 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: MARKETING/OPERATIONS CONSULTANT 3) HOUSTON CARDIAC ASSN. | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD OF DIRECTORS | ADDRESS: 10480 SOUTH MAIN ST. HOUSTEN TX 77025 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: CONSULT WITH THE OWNER AND MANAGERS ON STAFFING ISSUES. 4) C.T. TECHNOLOGIST | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 14857 SOUTHWEST FRWY SUGARLAND TX 77478 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: MEDICAL SERVICES. | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PERFORM CAT SCAN SERVICES ON AN AS NEEDED BASIS TO MAINTAIN MY MEDICAL LICENSE 5) MEMORIAL HERMANN HOSPITAL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 14857 SOUTHWEST FRWY SUGARLAND TX 77478 | START DATE: 9/21/2022 | NATURE OF ACTIVITY: MEDICAL SERVICES.C.T. TECHNOLOGIST | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PERFORM CAT SCAN SERVICES ON AN AS NEEDED BASIS TO MAINTAIN MY MEDICAL LICENSE. 6) OAKBEND MEDICAL CENTER | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 701 JACKSON ST RICHMOND TX 77407 | START DATE: 9/21/2022 | NATURE OF ACTIVITY: MEDICAL SERVICES.C.T. TECHNOLOGIS | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PERFORM CAT SCAN SERVICES ON AN AS NEEDED BASIS TO MAINTAIN MY MEDICAL LICENSE. 7) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: LINQ FINANCIAL INC | POSITION HELD: AGENT | ADDRESS: 11111 KATY FRWY SUITE 910 HOUSTON, TEXAS 77079 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: INSURANCE & INVESTMENT ADVISORY SERVICES | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PROVIDE INSURANCE/ FINANCIAL ADVISORY SERVICES SPECIFICALLY TO MEMBERS OF THE TEACHER'S RETIREMENT SYSTEM INCLUDING INSURANCE SALES AND SERVICE OF FIXED LIFE PRODUCTS 8) ADVISORY SERVICES DBA LINQ FINANCIAL POSITION: Agent NATURE: Assisting Teachers, and other state and local employees with their retirement planning. The business is referred through Insurance Agent Marketing Service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 07/05/2023 ADDRESS: 11111 Katy Freeway, Houston TX 77079, United States DESCRIPTION: Meeting with referred clients to discuss insurance/investment needs. Based on those needs the clients will be presented with the most suitable products that I have at my disposal.
CRS (Client Relationship Summary) - RIA
Click below to view Dana Jamar Narcisse's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dana Jamar Narcisse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #2: 5718 Westheimer Rd Suite 920, Houston, TX 77057Office #3: 11111 Katy Freeway #910, Houston, TX 77079RIA
BD
CRD#: 4031
Katy, TX
Current
September 29, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #2: 5718 Westheimer Rd Suite 920, Houston, TX 77057RIA
BD
CRD#: 4031
Katy, TX
Past
March 4, 2022 - September 15, 2022
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SUGAR LAND, TX
Past
November 8, 2021 - September 15, 2022
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SUGAR LAND, TX
Past
January 27, 2014 - January 11, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/3/2025)
RR
North Carolina(7/19/2023)
RR
Texas(9/29/2022)
IAR
Texas(10/24/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/23/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
