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CL

Chloe A. Leitzke

HALO INVESTMENT SERVICES
CHICAGO, IL 60661
Some features on this profile are disabled
CRD#: 6177578
CL

Professional summary

Chloe Anne Leitzke, who also goes by Chloe Anne Gullman, Chloe Gullman, is a registered financial advisor currently at HALO INVESTMENT SERVICES, LLC located in Chicago, Illinois and HALO SECURITIES, LLC located in Chicago, Illinois.

Chloe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Chloe has worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chloe Anne Gullman | Chloe Gullman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HALO INVESTMENT SERVICES, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 08/2023 INVESTMENT RELATED Halo Securities, LLC Broker Dealer Registered Representative Since 02/2020 investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chloe Anne Leitzke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2023 - Present

HALO INVESTMENT SERVICES, LLC

Office #1: 200 West Jackson Blvd. 18th Floor, Chicago, IL 60661
RIA
CRD#: 325613
CHICAGO, IL
Current

February 14, 2020 - Present

HALO SECURITIES, LLC

Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606
BD
CRD#: 279029
Chicago, IL
Past

November 2, 2021 - August 9, 2023

ROTHSCHILD WEALTH LLC

RIA
CRD#: 162442
Chicago, IL
Past

April 16, 2018 - February 18, 2020

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
CHICAGO, IL
Past

April 16, 2018 - February 18, 2020

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
CHICAGO, IL
Past

July 4, 2017 - February 16, 2018

LICCAR SECURITIES, LLC

BD
CRD#: 151034
Chicago, IL
Past

May 12, 2015 - May 22, 2017

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
CHICAGO, IL
Past

March 4, 2015 - May 22, 2017

OPPENHEIMER & CO. INC.

BD
CRD#: 249
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HALO INVESTMENT SERVICES, LLC
HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(11/4/2021)
RR
District of Columbia
(11/4/2021)
RR
Illinois
(2/14/2020)
IAR
Illinois
(8/8/2023)
RR
Kentucky
(1/15/2025)
RR
Maryland
(11/4/2021)
RR
New Jersey
(1/15/2025)
RR
Ohio
(1/17/2025)
RR
Pennsylvania
(11/4/2021)
RR
Virginia
(11/4/2021)
RR
West Virginia
(11/4/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/12/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/30/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/24/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HI
HALO INVESTMENT SERVICES, LLC
HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)
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Contact information

Main Address
1129 Northern Blvd. Suite 404, Manhasset, NY 11030
Mailing Address
Phone number
(312) 586-2790
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HALO INVESTMENT SERVICES ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts3
AUM (Assets Under Management)$ 32,613,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALO INVESTMENT SERVICES, LLC

CRD#: 325613Chicago, IL 60661

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