EG
Erica I. Graham
PERIGON WEALTH MANAGEMENT
GREENFIELD, MA
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CRD#: 6177125
EG
Professional summary
Erica Irene Graham is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Greenfield, Massachusetts and FORTUNE FINANCIAL SERVICES, INC. located in Reading, Pennsylvania.
Erica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Erica has worked at 4 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Erica Graham is dually registered with Fortune Financial Services, Inc. ("Fortune Financial Svcs., Inc.") and Perigon Wealth Management, LLC ("Perigon"). Ms. Graham has served as an investment advisor representative for Perigon and as a registered representative for Fortune Financial Svcs., Inc. since 05/2025. Business is conducted from Greenfield, MA. Approximately 10% of Ms. Graham's time is for services as a registered representative and approximately 80% of her time is for services as an investment advisor representative. 2) Delap Real Estate; Not investment related; 158 N King Street, Northampton, MA. 01060; Real estate agency; Realtor; 5/1/2023; 8 hours per month; 0 during trading hours; assist with real estate transactions, help buyers and sellers with the sale or purchase of property.
CRS (Client Relationship Summary) - RIA
Click below to view Erica Irene Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2025 - Present
PERIGON WEALTH MANAGEMENT, LLC
RIA
CRD#: 131037
GREENFIELD, MA
Current
May 29, 2025 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 2433 Morgantown Road Suite 103, Reading, PA 19607BD
CRD#: 42150
Reading, PA
Past
November 3, 2021 - April 3, 2025
BOLTON SECURITIES CORPORATION
RIA
CRD#: 129376
GREENFIELD, MA
Past
June 8, 2015 - November 15, 2019
TWIN FOCUS CAPITAL PARTNERS, LLC
RIA
CRD#: 140522
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
