Erica I. Graham
Professional summary
Erica Irene Graham is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Greenfield, Massachusetts and FORTUNE FINANCIAL SERVICES, INC. located in Reading, Pennsylvania.
Erica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Erica has worked at 4 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erica Irene Graham's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2025 - Present
PERIGON WEALTH MANAGEMENT, LLC
May 29, 2025 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 2433 Morgantown Road Suite 103, Reading, PA 19607November 3, 2021 - April 3, 2025
BOLTON SECURITIES CORPORATION
June 8, 2015 - November 15, 2019
TWIN FOCUS CAPITAL PARTNERS, LLC
Primary Firm SEC Registration
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037 / SEC#: 801-62988
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2025)
Exams
Series 7TO
Date: 3/28/2025
General Securities Representative ExaminationFINRA
Current Firm
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037 / SEC#: 801-62988
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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