Kathleen R. Gannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Rose Gannon, who also goes by Kathleen Rose Edwards, Kathleen Gannon, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2013. Kathleen had worked at 4 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2019 - January 3, 2023
ONE DAY WEALTH
May 25, 2017 - April 16, 2018
FREESTONE CAPITAL MANAGEMENT, LLC
February 6, 2017 - August 31, 2023
COLUMBIA PACIFIC WEALTH MANAGEMENT
April 9, 2013 - July 3, 2013
KEY INVESTMENT SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
ONE DAY WEALTH
CRD#: 296786 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 34,104,998 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
