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Alfred Davino Jr

CRD# 61763·Registered 1968 - 1989
Previously Registered: Being a previously registered professional could mean that Alfred is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alfred Davino JR was a registered financial advisor. Alfred was a previously registered financial professional and started their career in finance 1968 - 1989. Alfred had worked at 12 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

ORIENT CAPITAL CORPORATION·CRD# 10651
BD
Stamford, CT
October 5, 1988 - May 4, 1989
HEARTLAND INTERNATIONAL, INC.·CRD# 16061
BD
July 13, 1987 - September 6, 1988
TRI FUND SECURITIES CORPORATION·CRD# 10550
BD
June 15, 1982 - June 9, 1987
LPL FINANCIAL LLC·CRD# 6413
BD
October 13, 1980 - August 5, 1987
CHRISTOPHER WEIL & COMPANY, INC·CRD# 6566
BD
December 5, 1977 - October 17, 1980
AMERICAN PACIFIC SECURITIES CORPORATION·CRD# 5003
BD
January 17, 1975 - January 8, 1978
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
November 1, 1973 - September 16, 1974
GIBSON SECURITIES·CRD# 6489
BD
August 13, 1973 - October 14, 1973
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
August 28, 1972 - July 14, 1973
AMERICAN PACIFIC DISTRIBUTORS, INC.·CRD# 844
BD
July 12, 1971 - September 28, 1972
XEBEC SECURITIES INC·CRD# 1000003
BD
August 13, 1970 - November 17, 1972
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
December 23, 1968 - November 28, 1972

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Current Firm

OC
ORIENT CAPITAL CORPORATION

ORIENT CAPITAL CORPORATION

CRD#: 10651 / SEC#: 8-27818
BD
Terminated by FINRA on 01/30/1990

Contact Information

Established

Connecticut since 05/03/1982

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Dec 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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