LB

Ludger J. Borger

BORGER CAPITAL MANAGEMENT
Wausau, WI 54403
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CRD#: 6176218
LB

Professional summary


Ludger Josef Borger, who also goes by Ludger Josef Borger, Ludger Borger, Ludger J Borger, is a registered financial advisor currently at BORGER CAPITAL MANAGEMENT LLC located in Wausau, Wisconsin.

Ludger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ludger has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 3 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ludger Josef Borger | Ludger Borger | Ludger J Borger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Ludger Josef Borger's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 2, 2023 - Present

BORGER CAPITAL MANAGEMENT LLC

Office #1: 1606 Meadowview Road, Wausau, WI 54403
RIA
CRD#: 323065
Wausau, WI
Past

December 23, 2019 - December 23, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WAUSAU, WI
Past

January 4, 2017 - September 5, 2017

MIDWEST GUARDIAN INTERNATIONAL CORP.

RIA
CRD#: 285143
WAUSAU, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(2/2/2023)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BC
BORGER CAPITAL MANAGEMENT LLC
BORGER CAPITAL MANAGEMENT | BORGER CAPITAL MANAGEMENT LLC

CRD#: 323065 / SEC#:

Wisconsin
Registered Investment Advisory firm - (2/2/2023 Approved)
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Contact information


Main Address
1606 Meadowview Road, Wausau, WI 54403
Mailing Address
P.o. Box 333, Wausau, WI 54402
Phone number
(715) 301-8111
Established
Firm type
Fiscal year end
# of Employees
3

Regulatory assets under management


Total Number of Accounts26
AUM (Assets Under Management)$ 4,451,025

Red Flags


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Company Information


BORGER CAPITAL MANAGEMENT LLC

CRD#: 323065Wausau, WI 54403

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