Ellen K. Cotter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Kathleen Cotter, CFP®, who also goes by Ellen Kathleen Carlson, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 2017. Ellen had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
January 26, 2017 - December 31, 2023
BY DESIGN WEALTH MANAGEMENT
State Registrations and Notice Filings
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Current Firm
BY DESIGN WEALTH MANAGEMENT
CRD#: 167249 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 501,575 |
Red Flags
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