Theodore J. Gardner
Professional summary
Theodore Joseph Gardner, who also goes by T J Gardner, Theodore J Gardner, is a registered financial advisor currently at SIMPLIFY ASSET MANAGEMENT INC. located in Scarborough, Maine.
Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Theodore has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Joseph Gardner's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2025 - Present
SIMPLIFY ASSET MANAGEMENT INC.
March 18, 2021 - October 15, 2024
CREATIVEONE SECURITIES, LLC
February 23, 2016 - February 12, 2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 15, 2013 - February 4, 2016
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Primary Firm SEC Registration
SIMPLIFY ASSET MANAGEMENT INC.
CRD#: 309535 / SEC#: 801-119255
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2025)
(2/11/2025)
Exams
Current Firm
SIMPLIFY ASSET MANAGEMENT INC.
CRD#: 309535 / SEC#: 801-119255
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 9,635,489,613 |
Red Flags
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