RF
Robert W. Frazee
FRAZEE INVESTMENT CONSULTING
MEMPHIS, TN 38119
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CRD#: 6175759
RF
Professional summary
Robert William Frazee is a registered financial advisor currently at FRAZEE INVESTMENT CONSULTING, INC. located in Memphis, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Robert has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert William Frazee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2013 - Present
FRAZEE INVESTMENT CONSULTING, INC.
Office #1: 5350 Poplar Avenue Suite 730, Memphis, TN 38119RIA
CRD#: 123662
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FRAZEE INVESTMENT CONSULTING, INC.
FRAZEE INVESTMENT CONSULTING, INC.
CRD#: 123662 / SEC#: 801-115275
RIA
Registered Investment Advisory firm - (5/10/2019 Approved)Mississippi
Registered Investment Advisory firm - (5/13/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/13/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(3/27/2013)
IAR
Texas(2/10/2017)
Exams
Current Firm
FI
FRAZEE INVESTMENT CONSULTING, INC.
FRAZEE INVESTMENT CONSULTING, INC.
CRD#: 123662 / SEC#: 801-115275
RIA
Registered Investment Advisory firm - (5/10/2019 Approved)Mississippi
Registered Investment Advisory firm - (5/13/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/13/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5350 Poplar Avenue Suite 730, Memphis, TN 38119
Mailing Address
Phone number
(901) 779-3940
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 177,168,541 |
Red Flags
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Company Information
FRAZEE INVESTMENT CONSULTING, INC.
CRD#: 123662Memphis, TN 38119TRUST BUT VERIFY
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