Alexander W. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander William Murray, who also goes by Alexander Murray, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2013. Alexander had worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2016 - December 19, 2022
WILLIS INVESTMENT COUNSEL INC
November 19, 2013 - April 3, 2015
WELLS FARGO PRIME SERVICES, LLC
Primary Firm SEC Registration
WILLIS INVESTMENT COUNSEL INC
CRD#: 111042 / SEC#: 801-18528
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIS INVESTMENT COUNSEL INC
CRD#: 111042 / SEC#: 801-18528
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 511 |
| AUM (Assets Under Management) | $ 3,954,398,131 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
