Peter G. Berlute
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Gordon Berlute was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2014. Peter had worked at 2 firms and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2014 - December 31, 2018
CRI SECURITIES, LLC
November 4, 2014 - December 31, 2019
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 28
Date: 11/4/2014
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CRI SECURITIES, LLC
CRD#: 22589 / SEC#: 801-62434, 8-39877
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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