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QS

Quiltina S. Smith

THE FINANCIAL T
Stafford, VA
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CRD#: 6174819
QS

Professional summary


Quiltina Shantell Smith, who also goes by Quiltina Shantell Steward, Quiltina Shantell Wright, is a registered financial advisor currently at THE FINANCIAL T located in Stafford, Virginia.

Quiltina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Quiltina has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Quiltina Shantell Steward | Quiltina Shantell Wright

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Quiltina Shantell Smith's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 29, 2019 - Present

THE FINANCIAL T

RIA
CRD#: 299747
Stafford, VA
Past

December 15, 2015 - November 15, 2018

FIRST COMMAND ADVISORY SERVICES

RIA
CRD#: 281958
FORT WORTH, TX
Past

October 7, 2013 - December 15, 2015

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA
CRD#: 3641
STAFFORD, VA
Past

June 5, 2013 - November 15, 2018

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
STAFFORD, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(3/29/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/4/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TF
THE FINANCIAL T
THE FINANCIAL T | TINA SMITH, THE FINANCIAL T, LLC

CRD#: 299747 / SEC#:

Virginia
Registered Investment Advisory firm - (3/29/2019 Approved)
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Contact information


Main Address
Stafford, VA
Mailing Address
Po Box 527, Garrisonville, VA 22463
Phone number
(910) 545-6510
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts62
AUM (Assets Under Management)$ 816,589

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE FINANCIAL T

CRD#: 299747Stafford, VA

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