Matthew S. Chester
TABLEAUX WEALTH
Stockbridge, MA
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CRD#: 6174330
Professional summary
Matthew Samuel Chester, CFP®, who also goes by Matt Chester, Matthew Chester, is a registered financial advisor currently at TABLEAUX WEALTH located in Stockbridge, Massachusetts.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Chester | Matthew Chester
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entrepreneurship for All, Inc. Not Investment Related. Mr. Chester works as a volunteer for Entrepreneurship for All, Inc., a 501(c)(3) organization, where he mentors small business owners in business start-up and management. Mr. Chester spends approximately 5 hours per month in this capacity, none during trading hours. Magnet Works, Inc. Not Investment Related. Mr. Chester is a Board Member, CFO, Treasurer, and Secretary for Magnet Works, Inc. which is a start-up job board website. Mr. Chester spends approximately 12 hours per month in this capacity, none during trading hours. The Stockbridge Library Museum and Archives Not Investment Related. Mr. Chester is a Finance Committee member of The Stockbridge Library Museum and Archives. This is a volunteer position where Mr. Chester reviews outside advisory performance of the entities accounts, and assists with budgeting and fundraising. Mr. Chester spends approximately 3 hours per month in this capacity, none during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Samuel Chester's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
November 10, 2022 - Present
TABLEAUX WEALTH
RIA
CRD#: 319355
Stockbridge, MA
Past
May 18, 2021 - November 28, 2022
TRUCLARITY WEALTH ADVISORS
RIA
CRD#: 305145
STOCKBRIDGE, MA
Past
May 14, 2013 - May 25, 2021
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
GREAT BARRINGTON, MA
Past
April 24, 2013 - May 25, 2021
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
GREAT BARRINGTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TABLEAUX WEALTH
MSC FINANCIAL LLC | TABLEAUX WEALTH | TABLEAUX LLC
CRD#: 319355 / SEC#: 801-131336
RIA
Registered Investment Advisory firm - (10/23/2024 Approved)Massachusetts
Registered Investment Advisory firm - (11/11/2024 Terminated)New York
Registered Investment Advisory firm - (11/11/2024 Terminated)Vermont
Registered Investment Advisory firm - (11/15/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(11/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/10/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TW
TABLEAUX WEALTH
MSC FINANCIAL LLC | TABLEAUX WEALTH | TABLEAUX LLC
CRD#: 319355 / SEC#: 801-131336
RIA
Registered Investment Advisory firm - (10/23/2024 Approved)Massachusetts
Registered Investment Advisory firm - (11/11/2024 Terminated)New York
Registered Investment Advisory firm - (11/11/2024 Terminated)Vermont
Registered Investment Advisory firm - (11/15/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Stockbridge, MA
Mailing Address
Po Box 8, Stockbridge, MA 01262
Phone number
(413) 264-2400
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 452 |
| AUM (Assets Under Management) | $ 154,325,991 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
