David A. Niichel

IRONWOOD FINANCIAL

Tucson, AZ 85719

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CRD#: 6174106

Professional summary

David A. Niichel, CFP® is a registered financial advisor currently at IRONWOOD FINANCIAL, LLC located in Tucson, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David A. Niichel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

December 10, 2020 - Present

IRONWOOD FINANCIAL, LLC

Office #1: 1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719

RIA

CRD#: 151004

Tucson, AZ

Past

June 30, 2014 - December 11, 2020

TCI WEALTH ADVISORS, INC.

RIA

CRD#: 107373

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONWOOD FINANCIAL, LLC

IRONWOOD FINANCIAL, LLC | IRONWOOD WEALTH MANAGEMENT, LLC

CRD#: 151004 / SEC#: 801-70463

RIA

Registered Investment Advisory firm - (8/17/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2013

Uniform Investment Adviser Law Examination

Current Firm

IRONWOOD FINANCIAL, LLC

IRONWOOD FINANCIAL, LLC | IRONWOOD WEALTH MANAGEMENT, LLC

CRD#: 151004 / SEC#: 801-70463

RIA

Registered Investment Advisory firm - (8/17/2009 Approved)

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Contact information

Main Address

1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719

Mailing Address

Phone number

(520) 318-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/7/2025)

Regulatory assets under management

Total Number of Accounts	1,667
AUM (Assets Under Management)	$ 574,853,371

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Niichel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David A. Niichel's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRONWOOD FINANCIAL, LLC

TCI WEALTH ADVISORS, INC.

Primary Firm SEC Registration

IRONWOOD FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2013

Current Firm

IRONWOOD FINANCIAL, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONWOOD FINANCIAL, LLC

TRUST BUT VERIFY

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