Lucrecia Huerta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucrecia Huerta, who also goes by Lucrecia El-sabeh, was a registered financial professional .
Lucrecia is a previously registered financial professional and started their career in finance in 2013. Lucrecia had worked at 2 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2020 - April 21, 2021
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
October 29, 2013 - May 30, 2019
BOREAL CAPITAL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
