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Lucas A. Winthrop
WINTHROP WEALTH
BOSTON, MA 02116-5168
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CRD#: 6173661
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Professional summary
Lucas Alexander Winthrop, who also goes by Lucas Winthrop, Lucas A Winthrop, is a registered financial advisor currently at WINTHROP WEALTH located in Boston, Massachusetts.
Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lucas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lucas Winthrop | Lucas A Winthrop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
emPower Advisor - At Reported Business Location(s)- Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date: 09/01/2017 - 30 Hours Per Month/1 Hour During Securities Trading. Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date: 08/26/2019 - 10 Hours Per Month/1 Hour During Securities Trading. 11/26/2019 - DCFAF CF, LLC - Not Investment Related - Location/Address: N/A - Business Entity For Tax/Investment Purposes Only - 0 Hours Per Month. 11/5/2020 - Cirque Holdings LLC - Investment Related - 41 Winchester Street Boston, MA 02116 - Business Entity For Tax/Investment Purposes Only - Owner - Start Date: 10/29/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 08/05/2024 - CW CO-INVEST, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Start Date 09/13/2019 - 1 Hour Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Alexander Winthrop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2017 - Present
WINTHROP WEALTH
Office #1: 321 Columbus Ave 3rd Fl, Boston, MA 02116-5168RIA
CRD#: 288178
BOSTON, MA
Past
February 23, 2016 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
WESTBOROUGH, MA
Past
July 3, 2014 - December 17, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
WESTBOROUGH, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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WINTHROP WEALTH
FINANCIAL PLANNING STRATEGIES, LLC | WINTHROP WEALTH MANAGEMENT | WINTHROP WEALTH | WINTHROP ADVISORY GROUP, LLC | UNIFIED WEALTH MANAGEMENT | KEEL FINANCIAL PARTNERS
CRD#: 288178 / SEC#: 801-110461
RIA
Registered Investment Advisory firm - (4/28/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(10/11/2017)
IAR
Texas(11/3/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WINTHROP WEALTH
FINANCIAL PLANNING STRATEGIES, LLC | WINTHROP WEALTH MANAGEMENT | WINTHROP WEALTH | WINTHROP ADVISORY GROUP, LLC | UNIFIED WEALTH MANAGEMENT | KEEL FINANCIAL PARTNERS
CRD#: 288178 / SEC#: 801-110461
RIA
Registered Investment Advisory firm - (4/28/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
321 Columbus Ave 3rd Fl, Boston, MA 02116-5168
Mailing Address
Phone number
(617) 530-1010
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,872 |
| AUM (Assets Under Management) | $ 2,600,886,145 |
Red Flags
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Company Information
WINTHROP WEALTH
CRD#: 288178Boston, MA 02116-5168TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
