Ryan J. Millman

MODERN CAPITAL MANAGEMENT, CO.

Boston, MA 02127

Some features on this profile are disabled

CRD#: 6173583

Professional summary

Ryan James Millman is a registered financial advisor currently at MODERN CAPITAL MANAGEMENT, CO. located in Boston, Massachusetts.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ryan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). STEARNS FINANCIAL GROUP, NON-INVESTMENT RELATED, 601 PARKWAY DRIVE, FOSTOIRA, OH, EXECUTIVE BENEFITS SALES, EXECUTIVE BENEFITS CONSULTANT, SINCE 1/2017 25 HOURS PER WEEK DURING TRADING HOURS. 2). BELPOINTE INSURANCE, LLC, NON-INVESTMENT RELATED, 125 GREENWICH AVENUE, GREENWICH CT 06830 INSURANCE SALES, INSURANCE PRODUCER SINCE 12/2018 APPROX 25 HOURS PER WEEK DURING TRADING HOURS. 3) MODERN CAPITAL EXECUTIVE SOLUTIONS, NON INVESTMENT RELATED, 119 SIMMONS ST, MOUNT PLEASANT, SC, 29464, INSURANCE PRODUCTS AND EXECUTIVE BENEFITS TIED TO NQDC, APPROX 160 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan James Millman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2023 - Present

MODERN CAPITAL MANAGEMENT, CO.

Office #1: 655 East Broadway Unit 2, Boston, MA 02127

RIA

CRD#: 306631

Boston, MA

Past

January 11, 2022 - September 21, 2023

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Boston, MA

Past

December 11, 2018 - October 15, 2021

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

Boston, MA

Past

April 13, 2015 - December 10, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 6/10/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 5/5/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 4/13/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

75 Port City Landing Suite 110, Mt Pleasant, SC 29464

Mailing Address

Phone number

(843) 892-0244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MODERN CAPITAL MANAGEMENT COMPANY FORM ADV 2A (3/31/2026)

MODERN CAPITAL MANAGEMENT COMPANY 2025 FORM ADV 2A (3/31/2026)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 90,653,658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Julian Morris

LPL FINANCIAL LLC

IAR

BOSTON, MA

Heather Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

BURLINGTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan J. Millman

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan James Millman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN CAPITAL ADVISORS, LLC

BELPOINTE ASSET MANAGEMENT LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

MODERN CAPITAL MANAGEMENT, CO.

State Registrations and Notice Filings

Exams

Series 65

Passed: 6/10/2015

Series 63

Passed: 5/5/2015

SIE

Passed: 10/1/2018

Series 6

Passed: 4/13/2015

Current Firm

MODERN CAPITAL MANAGEMENT, CO.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN CAPITAL MANAGEMENT, CO.

TRUST BUT VERIFY

Similar Advisors