Navarone F. Simpson
ARMSTRONG DIXON
Baltimore, MD 21209
Some features on this profile are disabled
CRD#: 6172720
Professional summary
Navarone Fernando Simpson, CFP® is a registered financial advisor currently at ARMSTRONG DIXON located in Baltimore, Maryland and LPL FINANCIAL LLC located in Baltimore, Maryland.
Navarone is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Navarone has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/10/2018 - Armstrong Dixon - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2018 - 160 hr/mth 2) 04/18/2018 - ADE LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/11/2018 - 160 Hours Per Month/3 Hours During Trading. 3) 04/18/2018 - ADE LLC - DBA:Armstrong Dixon- Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/11/2018 - 160 Hours Per Month/8 Hours During Trading. 4) 9/8/2021 - Lyft driver - Not Investment Related - St. Louis, MO 63108 - Outside/W-2 Employment - Started 07/20/2021 - 50 Hours Per Month/0 Hours During Securities Trading. 5) 11/21/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/12/2018 - 10 Hours Per Month/10 Hours During Securities Trading 6) 07/12/2023 - Simpson Solutions, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 07/28/2023 - 10 Hours Per Month/ 0 Hours During Trading 7) 09/04/2024 - Simpson Home Solutions, LLC - Real Estate Rental - Investment Related - St. Petersburg, FL - Start Date 09/04/2024 - 10 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Navarone Fernando Simpson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
April 19, 2018 - Present
ARMSTRONG DIXON
Office #1: 1500 Sulgrave Ave, Baltimore, MD 21209RIA
CRD#: 168345
Baltimore, MD
Current
April 11, 2018 - Present
LPL FINANCIAL LLC
Office #1: 1500 Sulgrave Ave, Baltimore, MD 21209-3616RIA
BD
CRD#: 6413
Baltimore, MD
Past
September 7, 2016 - April 10, 2018
OSAIC FA, INC.
RIA
CRD#: 3978
HUNT VALLEY, MD
Past
September 7, 2016 - April 10, 2018
OSAIC FA, INC.
BD
CRD#: 3978
HUNT VALLEY, MD
Past
May 13, 2015 - September 7, 2016
CETERA ADVISORS LLC
RIA
CRD#: 10299
SALISBURY, MD
Past
February 2, 2015 - September 7, 2016
CETERA ADVISORS LLC
BD
CRD#: 10299
SALISBURY, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AD
ARMSTRONG DIXON
ADAG, LLC | HOWARD DESIGNS, LLC | CELESTIAL WEALTH MANAGEMENT | ARMSTRONG DIXON | ADE, LLC
CRD#: 168345 / SEC#: 801-106631
RIA
Registered Investment Advisory firm - (9/8/2015 Approved)Florida
Registered Investment Advisory firm - (9/9/2015 Terminated)Louisiana
Registered Investment Advisory firm - (10/14/2014 Terminated)Maryland
Registered Investment Advisory firm - (9/9/2015 Terminated)Virginia
Registered Investment Advisory firm - (9/11/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(2/8/2022)
RR
Maryland(4/11/2018)
IAR
Maryland(4/19/2018)
RR
South Carolina(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AD
ARMSTRONG DIXON
ADAG, LLC | HOWARD DESIGNS, LLC | CELESTIAL WEALTH MANAGEMENT | ARMSTRONG DIXON | ADE, LLC
CRD#: 168345 / SEC#: 801-106631
RIA
Registered Investment Advisory firm - (9/8/2015 Approved)Florida
Registered Investment Advisory firm - (9/9/2015 Terminated)Louisiana
Registered Investment Advisory firm - (10/14/2014 Terminated)Maryland
Registered Investment Advisory firm - (9/9/2015 Terminated)Virginia
Registered Investment Advisory firm - (9/11/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1500 Sulgrave Ave, Baltimore, MD 21209
Mailing Address
Phone number
(443) 563-1111
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 932 |
| AUM (Assets Under Management) | $ 350,513,365 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
