DC
Derek S. Cheshire
SCHOLAR FINANCIAL ADVISING
WESTMINSTER, CO
Some features on this profile are disabled
CRD#: 6172689
DC
Professional summary
Derek Stefan Cheshire, CFP® is a registered financial advisor currently at SCHOLAR FINANCIAL ADVISING, LLC located in Westminster, Colorado.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Derek has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHESHIRE FINANCIAL SERVICES not investment-related private residence in Westminster, CO tax preparation and bookkeeping Owner 06/2022 5 hours per month 0 hours during trading Prepare income and payroll tax returns, provide bookkeeping services to one client LEVEL 10 CFO not investment-related Lakewood, CO Outsourced CFO Services Contractor 07/2020 4 hours per month 0 hours during trading Prepare income tax returns DEREK CHESHIRE investment-related private residence in Westminster, CO insurance sales Licensed Insurance Agent 10/03/2013 0 hours per month 0 hours during trading Licensed, but not actively selling
CRS (Client Relationship Summary) - RIA
Click below to view Derek Stefan Cheshire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 25, 2024 - Present
SCHOLAR FINANCIAL ADVISING, LLC
RIA
CRD#: 298968
WESTMINSTER, CO
Past
June 21, 2022 - January 4, 2024
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
WESTMINSTER, CO
Past
April 2, 2019 - June 10, 2022
TOWNSEND
RIA
CRD#: 113681
WESTMINSTER, CO
Past
March 26, 2019 - June 9, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WESTMINSTER, CO
Past
April 10, 2017 - February 13, 2019
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
WESTMINSTER, CO
Past
April 10, 2017 - February 13, 2019
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
WESTMINSTER, CO
Past
September 5, 2013 - April 20, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
THORNTON, CO
Past
July 25, 2013 - April 20, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
THORNTON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SCHOLAR FINANCIAL ADVISING, LLC
SCHOLAR FINANCIAL ADVISING LLC | SCHOLAR FINANCIAL ADVISING, LLC
CRD#: 298968 / SEC#: 801-130382
RIA
Registered Investment Advisory firm - (5/28/2024 Approved)Alabama
Registered Investment Advisory firm - (6/3/2024 Terminated)California
Registered Investment Advisory firm - (7/3/2024 Terminated)Colorado
Registered Investment Advisory firm - (6/3/2024 Terminated)Florida
Registered Investment Advisory firm - (6/3/2024 Terminated)Georgia
Registered Investment Advisory firm - (6/6/2024 Terminated)Illinois
Registered Investment Advisory firm - (6/3/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/10/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)New York
Registered Investment Advisory firm - (6/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/3/2024 Terminated)Ohio
Registered Investment Advisory firm - (6/3/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/5/2024 Terminated)South Carolina
Registered Investment Advisory firm - (6/3/2024 Terminated)Texas
Registered Investment Advisory firm - (6/3/2024 Terminated)Virginia
Registered Investment Advisory firm - (6/4/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(3/28/2024)
IAR
Texas(1/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SCHOLAR FINANCIAL ADVISING, LLC
SCHOLAR FINANCIAL ADVISING LLC | SCHOLAR FINANCIAL ADVISING, LLC
CRD#: 298968 / SEC#: 801-130382
RIA
Registered Investment Advisory firm - (5/28/2024 Approved)Alabama
Registered Investment Advisory firm - (6/3/2024 Terminated)California
Registered Investment Advisory firm - (7/3/2024 Terminated)Colorado
Registered Investment Advisory firm - (6/3/2024 Terminated)Florida
Registered Investment Advisory firm - (6/3/2024 Terminated)Georgia
Registered Investment Advisory firm - (6/6/2024 Terminated)Illinois
Registered Investment Advisory firm - (6/3/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/10/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)New York
Registered Investment Advisory firm - (6/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/3/2024 Terminated)Ohio
Registered Investment Advisory firm - (6/3/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/5/2024 Terminated)South Carolina
Registered Investment Advisory firm - (6/3/2024 Terminated)Texas
Registered Investment Advisory firm - (6/3/2024 Terminated)Virginia
Registered Investment Advisory firm - (6/4/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
380 Knollwood Street Suite 410, Winston-salem, NC 27103
Mailing Address
Phone number
(336) 360-6833
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (21 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
