CC
Christopher L. Clepp
ON INVESTMENT MANAGEMENT CO
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 6172518
CC
Professional summary
Christopher L Clepp is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Chicago, Illinois and THE O.N. EQUITY SALES COMPANY located in Chicago, Illinois.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1Building Towards Wealth Financial; NOT INVESTMENT RELATED;1327 W WASHINGTON #4A CHICAGO IL 60607, 312-850-3600; SALE OF VARIOUS FIXED LIFE AND ANNUITY PRODUCTS; INDEPENDENT CONTRACTOR; START DATE 11/01/2012; HOURS/MONTH 120; HOURS/TRADING 60; SALE OF VARIOUS FIXED LIFE AND ANNUITY PRODUCTS. 2). Fiduciary Insurance Partners; not investment related; 4550 N Bernard, Chicago, IL 60625; Life, disability & LTC insurance solutions; agent; 09/17/2024-present; 20 hours/month; 15 (during securities trading hours/month); insurance agent for fee only financial advisors and their clients.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher L Clepp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2016 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 1327 W Washington Suite 4a, Chicago, IL 60607RIA
CRD#: 105662
Chicago, IL
Current
November 20, 2014 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 1327 W. Washington Street Suite 4a, Chicago, IL 60607BD
CRD#: 2936
Chicago, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(10/29/2024)
IAR
California(2/14/2022)
IAR
Colorado(3/20/2024)
IAR
Florida(3/7/2024)
IAR
Georgia(2/27/2020)
RR
Illinois(11/21/2014)
IAR
Illinois(4/14/2016)
IAR
Kansas(4/6/2023)
RR
Massachusetts(7/14/2025)
IAR
New York(1/30/2025)
IAR
Texas(1/29/2021)
IAR
Washington(1/23/2018)
IAR
Wisconsin(9/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
