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MH

Michael D. Hirschberg

Some features on this profile are disabled
CRD#: 6172493
MH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael David Hirschberg, who also goes by Hirschberg David Michael, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2013. Michael had worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hirschberg David Michael

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 13, 2023 - December 31, 2025

NORTHBORNE SECURITIES PARTNERS LLC

BD
CRD#: 315017
Minneapolis, MN
Past

February 13, 2019 - March 4, 2021

COWEN AND COMPANY

BD
CRD#: 7616
Minnetonka,, MN
Past

July 6, 2018 - May 21, 2019

COWEN SECURITIES, LP

BD
CRD#: 46834
Minnetonka, MN
Past

August 29, 2017 - January 2, 2018

LAZARD MIDDLE MARKET LLC

BD
CRD#: 146092
MINNEAPOLIS, MN
Past

August 22, 2013 - July 17, 2017

RKCA, INC.

BD
CRD#: 17655
GREEN BAY, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/23/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/21/2013
Investment Banking Registered Representative Examination

Current Firm

NS
NORTHBORNE SECURITIES PARTNERS LLC
NORTHBORNE SECURITIES PARTNERS LLC

CRD#: 315017 / SEC#: , 8-70781

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
212 Third Avenue North, Suite 500, Minneapolis, MN 55401
Mailing Address
212 Third Avenue North, Suite 500, Minneapolis, MN 55401
Phone number
(612) 351-8701
Established
Delaware since 04/20/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NORTHBORNE PARTNERS LLCSOLE MEMBER
HIGGINS, KENNETH EDWARDMANAGER / FINOP / PFO / POO2699527
HORVICK, MARK JMANAGER / CCO5985599
JEVNICK, PAUL RONALDMANAGER2749780
MARKS, BENJAMIN MMANAGER5167182
NICHOLSON, ERIC MATHEWMANAGING DIRECTOR3091615

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHBORNE SECURITIES PARTNERS LLC

CRD#: 315017

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