Dominick R. Anton
Professional summary
Dominick Ryan Anton, CFP®, who also goes by Dom Ryan Anton, Dominick Ryan Romano, is a registered financial advisor currently at TWIN RIVERS WEALTH MANAGEMENT located in Sacramento, California.
Dominick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Dominick has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dominick Ryan Anton's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
March 1, 2020 - Present
TWIN RIVERS WEALTH MANAGEMENT
Office #1: 1783 Tribute Rd., Suite D, Sacramento, CA 95815December 17, 2014 - March 6, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
July 12, 2014 - March 6, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/1/2020)
(7/7/2023)
(11/30/2020)
Exams
Current Firm
TWIN RIVERS WEALTH MANAGEMENT
CRD#: 305773 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 579 |
| AUM (Assets Under Management) | $ 81,000,000 |
Red Flags
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Company Information
TWIN RIVERS WEALTH MANAGEMENT
CRD#: 305773Sacramento, CA 95815TRUST BUT VERIFY
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