Harrison C. Willner

TTP INVESTMENTS

San Jose, CA 95126

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CRD#: 6171789

Professional summary

Harrison Clay Willner is a registered financial advisor currently at TTP INVESTMENTS, INC. located in San Jose, California.

Harrison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Harrison has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: The Tax Practice, Inc.; Not Investment Related; Address: 1978 The Alameda, San Jose, CA 95126; Tax Preparation Services; Position: Tax Preparer; Title: Accountant; Start Date: July 2013 Hours per month: 40 Hours During Securities Trading Hours: 1 Description of Duties: Tax preparation for clients of The Tax Practice, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harrison Clay Willner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2016 - Present

TTP INVESTMENTS, INC.

Office #1: 1978 The Alameda, San Jose, CA 95126

RIA

CRD#: 284082

San Jose, CA

Past

December 10, 2013 - July 7, 2016

TTP INVESTMENTS

RIA

CRD#: 133433

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TTP INVESTMENTS, INC.

CRD#: 284082 / SEC#: 801-107967

RIA

Registered Investment Advisory firm - (6/30/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/30/2016)

IAR

New Hampshire
(6/30/2016)

IAR

Texas
(6/30/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2013

Uniform Investment Adviser Law Examination

Current Firm

TTP INVESTMENTS, INC.

CRD#: 284082 / SEC#: 801-107967

RIA

Registered Investment Advisory firm - (6/30/2016 Approved)

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Contact information

Main Address

1978 The Alameda, San Jose, CA 95126

Mailing Address

Phone number

(408) 879-0399

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TTP INVESTMENTS DISCLOSURE BROCHURE 03.29.2023 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,024
AUM (Assets Under Management)	$ 485,281,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harrison C. Willner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harrison Clay Willner's CRS (Customer Relationship Summary).

Certified licenses

Experience

TTP INVESTMENTS, INC.

TTP INVESTMENTS

Primary Firm SEC Registration

TTP INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2013

Current Firm

TTP INVESTMENTS, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TTP INVESTMENTS, INC.

TRUST BUT VERIFY

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