Vishal Jain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vishal Jain was a registered financial professional .
Vishal is a previously registered financial professional and started their career in finance in 2013. Vishal had worked at 2 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2019 - January 10, 2020
TWO SIGMA SECURITIES, LLC
March 25, 2013 - April 16, 2013
OPTIVER US LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 4/1/2019
Securities Trader ExamSeries 56
Date: 3/22/2013
Proprietary Trader Qualification ExaminationCurrent Firm
TWO SIGMA SECURITIES, LLC
CRD#: 148960 / SEC#: , 8-68090
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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