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CC

Corey C. Cunningham

CLEARWAVE CAPITAL
UPLAND, CA 91786
Some features on this profile are disabled
CRD#: 6171174
CC

Professional summary

Corey Christopher Cunningham is a registered financial advisor currently at CLEARWAVE CAPITAL located in Upland, California.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Corey has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Christopher Cunningham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2025 - Present

CLEARWAVE CAPITAL

Office #1: 1425 West Foothill Blvd Suite 120, Upland, CA 91786
RIA
CRD#: 337738
UPLAND, CA
Past

January 13, 2020 - June 1, 2021

SECFI SECURITIES, LLC

BD
CRD#: 302112
SAN FRANCISCO, CA
Past

May 2, 2017 - November 21, 2019

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
San Francisco, CA
Past

May 8, 2013 - November 21, 2019

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CLEARWAVE CAPITAL
CLEARWAVE CAPITAL | CLEARWAVE CAPITAL, LLC

CRD#: 337738 / SEC#: 801-134103

RIA
Registered Investment Advisory firm - (8/5/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/3/2025)
IAR
Texas
(8/7/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/15/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/21/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/9/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/4/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 3/16/2017
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/7/2013
General Securities Representative Examination

Current Firm

CC
CLEARWAVE CAPITAL
CLEARWAVE CAPITAL | CLEARWAVE CAPITAL, LLC

CRD#: 337738 / SEC#: 801-134103

RIA
Registered Investment Advisory firm - (8/5/2025 Approved)
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Contact information

Main Address
1425 West Foothill Blvd Suite 120, Upland, CA 91786
Mailing Address
Phone number
(909) 949-9446
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (11/12/2025)

Regulatory assets under management

Total Number of Accounts921
AUM (Assets Under Management)$ 375,495,241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEARWAVE CAPITAL

CRD#: 337738Upland, CA 91786

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