Christopher D. Free
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Dwayne Free, who also goes by Chris Free, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2013. Christopher had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2015 - June 20, 2018
SWEETWATER INVESTMENTS INC
June 3, 2013 - December 15, 2014
THE ADVISOR SOURCE, INC.
State Registrations and Notice Filings
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Current Firm
SWEETWATER INVESTMENTS INC
CRD#: 107493 / SEC#: 801-35176
Contact information
Red Flags
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