Daniel S. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Seth Brown, who also goes by Daniel Seth Rusche, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2013. Daniel had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2019 - April 22, 2020
WEALTHFORGE SECURITIES, LLC
November 30, 2017 - May 22, 2018
EMERSON EQUITY LLC
May 28, 2014 - December 8, 2015
REALTY CAPITAL SECURITIES, LLC
May 13, 2013 - September 12, 2013
TNP SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
